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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-01
  • NY RA
    APPROVED
    Since 2025-12-01

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation New York NY 04/2005 08/2019
U.S. Department Of Education New York NY 09/2019 09/2021
Fcg Advisors Summit NJ 05/2020 05/2021
Morgan Stanley & Co. Llc New York NY 10/2021 01/2024
Tf Advisory Llc Rumson NJ 02/2024 08/2025
Cantor Fitzgerald & Co. New York NY 09/2025 Present
  • 04/2005 → 08/2019
    Rbc Capital Markets Corporation
    New York, NY
  • 09/2019 → 09/2021
    U.S. Department Of Education
    New York, NY
  • 05/2020 → 05/2021
    Fcg Advisors
    Summit, NJ
  • 10/2021 → 01/2024
    Morgan Stanley & Co. Llc
    New York, NY
  • 02/2024 → 08/2025
    Tf Advisory Llc
    Rumson, NJ
  • 09/2025 → Present
    Cantor Fitzgerald & Co.
    New York, NY
Previous Registrations
Other Businesses

1)RONALD MCDONALD HOUSE NYC; THIS BUSINESS IS NOT INVESTMENT RELATED; 405 E 73RD ST #411, NEW YORK, NY 10021; SUPPORT FAMILIES BATTLING PEDIATRIC ILLNESS; FUNDRAISING, STRATEGIC DIRECTION; BOARD OF DIRECTOR; START DATE: 09/01/2025; I DEVOTE 1-2 HOURS PER MONTH TO THIS OBA, LESS THAN 1 HOUR SPENT DURING SECURITIES TRADING HOURS; BOARD MEETINGS, EVENTS, VOLUNTEERISM. 2) BRIAN FORGIONE FOUNDATION; THIS BUSINESS IS NOT INVESTMENT RELATED; 142 ROSS ST, DUNMORE, PA 18512; CREATING OPPORTUNITIES IN EDUCATION AND ATHLETICS WHILE SUPPORTING AND UPLIFTING THOSE AFFECTED BY CANCER.; BOARD OF DIRECTOR; START DATE: 09/01/2025; I DEVOTE 1-3 HOURS PER MONTH TO THIS OBA, LESS THAN 1 HOUR SPENT DURING SECURITIES TRADING HOURS;FUNDRAISING, STRATEGIC DIRECTION, EVENT PLANNING. 3) TF ADVISORY, LLC; THIS BUSINESS IS NOT INVESTMENT RELATED; 115 WOODLAND DR, FAIR HAVEN, NJ 07704; CONSULTING BUSINESS; MANAGING MEMBER; START DATE: 09/01/2025; NOT AN ACTIVE ROLE; 0 HOURS SPENT ON THIS OUTSIDE BUSINESS ACTIVITY PER MONTH; 0 HOURS SPENT ON THIS OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS; CONSULTING SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-09
S63 Uniform Securities Agent State Law Examination 2003-11-18
  • S65 Uniform Investment Adviser Law Examination
    2021-12-09
  • S63 Uniform Securities Agent State Law Examination
    2003-11-18
Other Names
  • Todd W. Forgione
  • Todd W Forgione

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