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110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-01 |
Branch Locations
110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | New York | NY | 04/2005 | 08/2019 |
| U.S. Department Of Education | New York | NY | 09/2019 | 09/2021 |
| Fcg Advisors | Summit | NJ | 05/2020 | 05/2021 |
| Morgan Stanley & Co. Llc | New York | NY | 10/2021 | 01/2024 |
| Tf Advisory Llc | Rumson | NJ | 02/2024 | 08/2025 |
| Cantor Fitzgerald & Co. | New York | NY | 09/2025 | Present |
1)RONALD MCDONALD HOUSE NYC; THIS BUSINESS IS NOT INVESTMENT RELATED; 405 E 73RD ST #411, NEW YORK, NY 10021; SUPPORT FAMILIES BATTLING PEDIATRIC ILLNESS; FUNDRAISING, STRATEGIC DIRECTION; BOARD OF DIRECTOR; START DATE: 09/01/2025; I DEVOTE 1-2 HOURS PER MONTH TO THIS OBA, LESS THAN 1 HOUR SPENT DURING SECURITIES TRADING HOURS; BOARD MEETINGS, EVENTS, VOLUNTEERISM. 2) BRIAN FORGIONE FOUNDATION; THIS BUSINESS IS NOT INVESTMENT RELATED; 142 ROSS ST, DUNMORE, PA 18512; CREATING OPPORTUNITIES IN EDUCATION AND ATHLETICS WHILE SUPPORTING AND UPLIFTING THOSE AFFECTED BY CANCER.; BOARD OF DIRECTOR; START DATE: 09/01/2025; I DEVOTE 1-3 HOURS PER MONTH TO THIS OBA, LESS THAN 1 HOUR SPENT DURING SECURITIES TRADING HOURS;FUNDRAISING, STRATEGIC DIRECTION, EVENT PLANNING. 3) TF ADVISORY, LLC; THIS BUSINESS IS NOT INVESTMENT RELATED; 115 WOODLAND DR, FAIR HAVEN, NJ 07704; CONSULTING BUSINESS; MANAGING MEMBER; START DATE: 09/01/2025; NOT AN ACTIVE ROLE; 0 HOURS SPENT ON THIS OUTSIDE BUSINESS ACTIVITY PER MONTH; 0 HOURS SPENT ON THIS OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS; CONSULTING SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-18 |
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