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4295 San Felipe Suite 300, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-15 |
Branch Locations
17725 John F. Kennedy Blvd Second Floor, Houston, TX 77032 • United States
4295 San Felipe Suite 300, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 10/2010 | Present |
| Symphony Financial, Ltd. Co. | Houston | TX | 07/2014 | Present |
1. 11/23/2015 - Garland and Tange Properties, LLC - Investment Related - 1225 N Loop West, #1105, Houston, Texas 77008 - Business Entity For Tax/Investment Purposes Only - Started 02/04/2010 - 0 Hours Per Month - Partnership my brother and sister set up to hold any income that is distributed from parents and grandmother. 2. 11/13/2018 - Symphony Financial, Ltd. Co. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/15/2014 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Symphony Financial Ltd. Co., an independent investment advisor firm. I started this business activity in 07/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/18/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/02/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-26 |
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