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Current Employers
Symphony Financial, Ltd. Co.

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-15
  • TX RA
    APPROVED
    Since 2014-07-15

Branch Locations

17725 John F. Kennedy Blvd Second Floor, Houston, TX 77032 • United States

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Houston TX 10/2010 Present
Symphony Financial, Ltd. Co. Houston TX 07/2014 Present
Other Businesses

1. 11/23/2015 - Garland and Tange Properties, LLC - Investment Related - 1225 N Loop West, #1105, Houston, Texas 77008 - Business Entity For Tax/Investment Purposes Only - Started 02/04/2010 - 0 Hours Per Month - Partnership my brother and sister set up to hold any income that is distributed from parents and grandmother. 2. 11/13/2018 - Symphony Financial, Ltd. Co. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/15/2014 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Symphony Financial Ltd. Co., an independent investment advisor firm. I started this business activity in 07/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/18/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/02/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-23
S63 Uniform Securities Agent State Law Examination 2003-09-26
  • S66 Uniform Combined State Law Examination
    2011-03-23
  • S63 Uniform Securities Agent State Law Examination
    2003-09-26
Other Names
  • Charlie Perry Garland
  • Charles Garland
  • Charles Perry Garland

View on SEC IAPD

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