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David Rosengarten

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-05
NY RA APPROVED 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2023-09-05
  • NY RA
    APPROVED
    Since 2023-09-01

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 08/2015 09/2023
Morgan Stanley Smith Barney Llc New York NY 09/2023 Present
Morgan Stanley Private Bank, N.A New York NY 09/2023 Present
  • 08/2015 → 09/2023
    Citigroup
    New York, NY
  • 09/2023 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 09/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-10
S63 Uniform Securities Agent State Law Examination 2011-09-15
  • S65 Uniform Investment Adviser Law Examination
    2014-04-10
  • S63 Uniform Securities Agent State Law Examination
    2011-09-15
Other Names
  • David F Rosengarten
  • David Rosengarten

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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