Carolyn Ann Phillips

Current Employers

Employment History

• 04/2001 → Present
  Massmutual Financial Group
  Springfield, MA
• 07/2003 → Present
  Mml Investors Services, Inc
  Mt Morris , NY

Other Businesses

1) NAME:CAROLYN A PHILLIPS INV REL:Y ADDR:81 MAIN ST MT MORRIS NY 14510 NATURE:LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION:SALES/AGENT START:2004 NO HR/MO:2 NO HR/MO DUR TRADING:2. 2)NAME:NORWEX, INV REL:N ADDR:@ RESIDENTIAL ADDRESS ON RECORD NATURE:RETAIL SALES, POSITION:SALES START:10/1/2018 NO HR/MO:7 NO HR/MO DUR TRADING:2. 2) NAME: FIRST CHURCH OF CHRIST, SCIENTIST INV REL: Y ADD: 701 MT. HOPE AVE, ROCHESTER NY 14260 NATURE: NON-PROFIT CHURCH POSITION: TREASURER START DATE: 01/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OVERSEE BOOKKEEPER ACTIVITIES/DUTIES. INITIATE QUARTERLY BOARD OF TRUSTEE APPROVED MOTIONS TO TRANSFER CHURCH FUNDS FROM CHURCH INVESTMENT ACCOUNT TO CHURCH CHECKING ACCOUNT. QUARTERLY FINANCE REPORTS TO MEMBERSHIP AT QUARTERLY BUSINESS MEETINGS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-13
• S63 Uniform Securities Agent State Law Examination
  2003-10-28

Other Names

• Carolyn Ann Lessnick
• Carolyn Ann Haile