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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

81 Main St, Mount Morris, NY 14510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Springfield MA 10/1996 Present
Mml Investors Services, Inc. Rochester NY 11/1996 Present
  • 10/1996 → Present
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 11/1996 → Present
    Mml Investors Services, Inc.
    Rochester, NY
Other Businesses

1)NAME:SUZEA'S LLC INV REL:N ADDR:115 MAIN ST MT MORRIS NY 14510 NATURE:RESTAURANT/BAR WORK POSITION:PARTNER START:2014 NO HR/MO:40 NO HR/MO DUR TRADING:0 2)NAME:TATSU-DO KARATE INV REL:N ADDR:THE STUDIO AT 81 MAIN ST MT MORRIS NY 14510 NATURE:KARATE POSITION:MARTIAL ARTS INSTRUCTOR START:1985 NO HR/MO:10 NO HR/MO DUR TRADING:0 3)NAME:BANCROFT REALTY LLC INV REL:Y ADDR:81 MAIN ST MT MORRIS NY 14510 NATURE:REAL ESTATE POSITION:OWNER START:2014 NO HR/MO:5 NO HR/MO DUR TRADING:0. 4)NAME:BANCROFT & ASSOCIATES INV REL:Y ADDR:81 MAIN ST MT MORRIS NY 14510 NATURE:LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION:SALES START:1900 NO HR/MO:10 NO HR/MO DUR TRADING:3.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-12
  • S63 Uniform Securities Agent State Law Examination
    1989-06-12
Other Names
  • Lea Metcalfe

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