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William Ralph Fleming

Edward Jones

Cedar Rapids, IA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-10-31
TX RA APPROVED 2025-10-31
  • IA RA
    APPROVED
    Since 2025-10-31
  • TX RA
    APPROVED
    Since 2025-10-31

Branch Locations

1520 Midland Court Ne Suite 400, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp West Des Moines IA 09/2016 10/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 10/2025
Edward Jones St Louis MO 10/2025 Present
Previous Registrations
  • 2018-10-20 → 2025-11-05
    Cambridge Investment Research Advisors, Inc.
    Marion, IA
    Marion, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
  • 2016-09-02 → 2018-10-20
    Investment Advisors Corp
    Marion, IA
  • 2007-06-22 → 2016-08-31
    Wintrust Investments Llc
    Cedar Rapids, IA
    Chicago, IL
  • 2006-10-18 → 2007-06-22
    Country Trust Bank
    Cedar Rapids, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-12
S63 Uniform Securities Agent State Law Examination 2005-03-01
  • S66 Uniform Combined State Law Examination
    2006-10-12
  • S63 Uniform Securities Agent State Law Examination
    2005-03-01
Other Names
  • Bj Fleming
  • William R Fleming

View on SEC IAPD

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BFC PLANNING, INC.
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Other Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ
THOMAS JOSEPH BURKE
ERIC MICHAEL KAESTNER
KYLE AMBROSE MCLAUGHLIN
BLAKE DANIEL HELMS
Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA

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