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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
11 S Milpitas Blvd, Milpitas, CA 95035 • United States
31045 Mission Blvd, Hayward, CA 94544 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Fremont | CA | 06/2011 | 08/2017 |
| Bank Of America | Fremont | CA | 08/2017 | 01/2018 |
| Unemployed | Fremont | CA | 02/2018 | 06/2018 |
| Jpmorgan Chase Bank Na | Fremont | CA | 06/2018 | 07/2019 |
| Jpmorgan Securities Llc | Fremont | CA | 06/2018 | 07/2019 |
| Wells Fargo Bank Na | Union City | CA | 07/2019 | 12/2022 |
| Wells Fargo Clearing Services Llc | Union City | CA | 07/2019 | 12/2022 |
| Fidelity Investments | San Jose | CA | 01/2023 | 07/2023 |
| U.S. Bancorp Investments, Inc. | Milpitas | CA | 09/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Milpitas | CA | 02/2026 | Present |
1) Rental Property; Investment-related; Newark, CA; Co-Owner; 08/2023; 0 hours/ month; 0 hours/ trading; Co-Owner, no active duties. 2) Rental Property; Investment-related; Newark, CA; Co-Owner; 11/2011; 0 hours/ month; 0 hours/ trading; Co-Owner, no active duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-09 |
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