Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-09-17 |
| TX | RA | APPROVED_RES | 2024-09-16 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
2100 W Pleasant Grove Blvd, Suite 330, Pleasant Grove, UT 84062 • United States
2100 W Pleasant Grove Blvd Suite 330, Pleasant Grove, UT 84062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2003 | 09/2024 |
| Northwestern Mutual Investment Services, Llc | Provo | UT | 06/2003 | 09/2024 |
| Northwestern Mutual Investment Services, Llc | Salt Lake City | UT | 08/2007 | 09/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2009 | 09/2024 |
| Lpl Financial Llc | Pleasant Grove | UT | 09/2024 | Present |
1) 08/2024 - 4335 Canterbury Road LLC / Real Estate Rental / Inv. Related / UT 84737, 84043 / Start date 11/16/2023 - 5 Hrs per month - 5 % Time Spent 2) 08/2024 - Happier Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - 120 Hrs per month - 100% Time Spent 3) 03/20/2025 - Macfarlane Wealth Management LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/08/2024 -0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-16 |
Reach out to this advisor