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Priya Raju

J.P. Morgan Securities LLC

New York, NY

CRD 4677288

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-04
TX RA APPROVED 2024-06-04
  • NY RA
    APPROVED
    Since 2024-06-04
  • TX RA
    APPROVED
    Since 2024-06-04

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman, Sachs & Co. New York NY 07/2010 10/2020
Jpmorgan Chase Bank Na New York NY 10/2020 Present
Jpmorgan Securities Llc New York NY 10/2020 Present
  • 07/2010 → 10/2020
    Goldman, Sachs & Co.
    New York, NY
  • 10/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 10/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
Other Businesses

Entity Name: The Opportunity Network Investment related: Yes "Address: 85 Broad Street, New York, NY" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Helping provide access to college opportunity and professional mobility that disproportionately affect students of color and students from low income communities. Only connection to JPMC is that there are private bank clients that are on the Board of Opportunity Network. "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-04
S66 Uniform Combined State Law Examination 2010-12-16
  • S65 Uniform Investment Adviser Law Examination
    2024-06-04
  • S66 Uniform Combined State Law Examination
    2010-12-16
Other Names
  • Priya Raju
  • Priya Kumar
  • Priya Kumar Raju

View on SEC IAPD

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