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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-04 |
| TX | RA | APPROVED | 2024-06-04 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs & Co. | New York | NY | 07/2010 | 10/2020 |
| Jpmorgan Chase Bank Na | New York | NY | 10/2020 | Present |
| Jpmorgan Securities Llc | New York | NY | 10/2020 | Present |
Entity Name: The Opportunity Network Investment related: Yes "Address: 85 Broad Street, New York, NY" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Helping provide access to college opportunity and professional mobility that disproportionately affect students of color and students from low income communities. Only connection to JPMC is that there are private bank clients that are on the Board of Opportunity Network. "
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-04 |
| S66 | Uniform Combined State Law Examination | 2010-12-16 |
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