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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-10-23 |
| MO | RA | APPROVED | 2001-04-17 |
Branch Locations
1371 N Mt Auburn Rd, Cape Girardeau, MO 63701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cape Girardeau | MO | 12/1999 | Present |
| Bank Of America, N.A. | Cape Girardeau | MO | 11/2009 | Present |
I*123405 For profit or not for profit: Non-Profit Organization Name of outside business organization: CAPE GIRARDEAU NOON LIONS CLUB FOUNDATION Investment related: N Address of business: CAPE GIRARDEAU, Missouri 63701 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 7/1/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 2 Duties: I WAS APPOINTED TO BOARD OF DIRECTORS FOR 3 YR. TERM. NEW NOT FOR PROFIT 501-C3 FOUNDATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-01 |
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