Joshua Burch Heims

Current Employers

Employment History

• 12/2006 → Present
  The Heims Co., Inc.
  Clarence Center, NY
• 08/2011 → 11/2018
  United Planners' Financial Services Of America A Limited Partner
  Williamsville, NY
• 03/2013 → Present
  Lincoln Sparrow Advisors, Llc
  Williamsville, NY
• 06/2009 → 07/2018
  Pro Medicus Wealth Management, Llc
  Williamsville, NY
• 11/2018 → 09/2023
  Sagepoint Financial, Inc.
  Williamsville, NY
• 09/2023 → 10/2023
  Osaic Wealth, Inc.
  Williamsville, NY
• 10/2023 → 09/2025
  Avantax Investment Services Inc.
  Williamsville, NY
• 10/2023 → 09/2025
  Avantax Advisory Services
  Williamsville, NY
• 10/2023 → 09/2025
  Avantax Insurance Agency, Llc
  Williamsville, NY
• 05/2013 → 10/2023
  Lincoln Sparrow Advisors, Llc
  Williamsville, NY
• 12/2024 → Present
  Bearingstone Wealth, Inc.
  Williamsville, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Williamsville, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-10-30 → 2025-09-05
  Avantax Advisory Services
  Williamsville, NY
  Dallas, TX

Other Businesses

1) CLARENCE GIRLS SOFTBALL LEAGUE POS: President and Commissioner NATURE: I run a Not For Profit Girls Softball League The Objective of the Clarence Girls Softball League is to introduce, establish, teach, and promote youth softball to girls, in an environment that encourages self-confidence and self-worth; leading to an active, constructive lifestyle.? INV RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 0 START: 09/01/2021 ADDR: 5635 Goodrich Road, Clarence NY DESC: Oversee Board Meetings Source Board Candidates Oversee the Executive Board Oversee Capital Projects 2) THE HEIMS CO., INC. POS: Chief Executive Officer NATURE: I use this entity to pass through income to pay business expenses. INV RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 4 START: 12/08/2006 ADDR: 9223 Beech Meadow Court, Clarence Center NY DESC: I manage payroll, pay bills and manage the Corporate taxes. 3) PRO MEDICUS WEALTH MANAGEMENT, LLC POS: Member NATURE: No longer active for any purpose INV RELATED: No # OF HRS: 0 SECURITIES TRADING HRS: 0 START: 06/24/2009 ADDR: 5920 Main Street, Suite 200, Williamsville NY DESC: None 5) LINCOLN SPARROW ADVISORS, LLC POS: Sole Proprietor NATURE: Used as a DBA for marketing of Financial services, including insurance, financial planning, fee based asset management and Broker Dealer product sales. INV RELATED: Yes # OF HRS: 100 SECURITIES TRADING HRS: 100 START: 03/11/2013 ADDR: 5920 Main Street, Suite 200, Williamsville NY DESC: Manage the website, marketing material and any marketing and advertising, review investment performance with clients, meet with clients. 6) LINCOLN SPARROW ADVISORS, LLC POS: Proprietor NATURE: Independent SEC Registered RIA We will be dissolving this RIA once affiliated with Avantax. INV RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START: 05/21/2013 ADDR: 5920 Main Street, Suite 200, Williamsville NY DESC: CCO and CIO of Independent RIA We will be dissolving this RIA once affiliated with Avantax. 7) ESTATE EXECUTOR POS: Executor NATURE: I am the Executor of an Estate for a close friend who passed away. I am working closely with the Attorneys and Accountants for the Estate to follow the Will. INV RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 0 START: 01/26/2023 ADDR: 5920 Main Street, Williamsville NY DESC: I am responsible to report all assets to the Attorneys, move assets from the individuals name to the name of the Estate, coordinate with the Accountants to make sure all tax returns are filed and taxes paid and follow Attorneys instruction on the proper distribution of assets. 8) LINCOLN SPARROW ADVISORS, LLC POS: Sole Proprietor NATURE: Used as a DBA for marketing of Financial services, including insurance, financial planning, fee based asset management and Broker Dealer product sales. INV RELATED: Yes # OF HRS: 100 SECURITIES TRADING HRS: 100 START: 03/11/2013 ADDR: 5920 Main Street, Williamsville NY DESC: Manage the website, marketing material and any marketing and advertising, review investment performance with clients, meet with clients?. 9) BEARINGSTONE WEALTH, INC. POS: Founding Partner - Financial Advisor NATURE: Used as a DBA for marketing of Financial services, including insurance, financial planning, fee based asset management and Broker Dealer product sales. INV RELATED: No # OF HRS: 100 SECURITIES TRADING HRS: 100 START: 12/31/2024 ADDR: 5920 Main Street, Williamsville NY DESC: Manage the website, marketing material and any marketing and advertising, review investment performance with clients, meet with clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-09
• S66 Uniform Combined State Law Examination
  2003-09-04

Other Names

• Joshua B Heims
• Joshua Heims
• Josh Heims