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Nathaniel D Whitaker

Morgan Stanley

Columbus, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-14
OH RA APPROVED 2023-03-21
  • TX RA
    APPROVED
    Since 2023-04-14
  • OH RA
    APPROVED
    Since 2023-03-21

Branch Locations

41 South High Street Suite 2700, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Naitonwide Investment Services Corp Columbus OH 08/2013 01/2020
Foreside Fund Services, Llc Plain City OH 01/2020 09/2021
Wisdomtree Asset Management Inc. Plain City OH 01/2020 09/2021
Principal Funds Distributor, Inc. Plain City OH 10/2021 03/2023
Morgan Stanley Columbus OH 03/2023 Present
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
  • 08/2013 → 01/2020
    Naitonwide Investment Services Corp
    Columbus, OH
  • 01/2020 → 09/2021
    Foreside Fund Services, Llc
    Plain City, OH
  • 01/2020 → 09/2021
    Wisdomtree Asset Management Inc.
    Plain City, OH
  • 10/2021 → 03/2023
    Principal Funds Distributor, Inc.
    Plain City, OH
  • 03/2023 → Present
    Morgan Stanley
    Columbus, OH
  • 04/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-23
  • S66 Uniform Combined State Law Examination
    2021-12-23
Other Names
  • Nathaniel Whitaker
  • Nathaniel D Whitaker
  • Nate Whitaker

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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