Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
1929 Manning Ave Apt 302, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: JEFFERSON SCHOLARS FOUNDATION INVESTMENT RELATED: NO ADDRESS: NO 112 CLARK STREET CHARLOTTESVILLE VA 22903 NATURE OF BUSINESS: SCHOLARSHIP PROGRAM START DATE: 05/2013 APX NUMBER OF HOURS PER WEEK: ONE HOUR A MONTH APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: ALUMNI ADVISORY BOARD MEMBER 2. NAME OF OTHER BUSINESS: CFP BOARD CENTER FOR FINANCIAL PLANNING INVESTMENT RELATED: NO ADDRESS: 1425 K STREET, NW #800, WASHINGTON, DC 20005 NATURE OF BUSINESS: FINANCIAL PLANNING INITIATIVES START DATE: 12/2015 POSITION/TITLE/RELATIONSHIP: VOLUNTEER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: RESEARCH, FORUMS, TO GET YOUNG PEOPLE AND DIVERSITY INTO PLANNING PROFESSION. 3. NAME OF OTHER BUSINESS: CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS; INVESTMENT RELATED: YES; ADDRESS: 1425 K STREET NW #800, WASHINGTON, DC 20005; NATURE OF BUSINESS: CFP HEARING PANEL; START DATE: 8/26/2016; POSITION/TITLE/RELATIONSHIP: HEARING PANELIST; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: SERVE ON PANEL TO DETERMINE IF A CFP HAS COMMITTED WRONGDOINGS OR VIOLATED RULES. 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 9/2019 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS DISABILITY INSURANCE ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-02-29 |
| S65 | Uniform Investment Adviser Law Examination | 2000-02-15 |
Reach out to this advisor