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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-18
  • TX RA
    APPROVED
    Since 2016-04-18

Branch Locations

2201 Civic Circle Suite 401, Amarillo, TX 79109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Amarillo TX 04/2016 Present
Kestra Investment Services, Llc Amarillo TX 09/2009 Present
Previous Registrations
Other Businesses

Name: Brookdale Investments Investment Related: Yes Address: 2201 Civic Circle, Suite 1016 Amarillo TX 79109 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Proprietor Start Date: 8/29/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: All activities as to marketing securities to the public, reporting to Kestra, compliance with SEC and FINRA rules. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services. Name: DECIDEDLY WEALTH MANAGEMENT POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 04/21/2026 ADDRESS: 6100 Camp Bowie Blvd, Suite 24, Fort Worth TX 76116, United States DESCRIPTION: All activites as to marketing securities to the public, reporting to Kestra, compliance with SEC and Finra rules

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-22
  • S66 Uniform Combined State Law Examination
    2003-08-22
Other Names
  • Mike Arp

View on SEC IAPD

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