Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-08-10 |
| KS | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED | 2021-06-28 |
Branch Locations
3621 Merle Hay Rd, Des Moines, IA 50310 • United States
2012 Se Delaware Ave , Ankeny, IA 50021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riviere Jenison Securities Ltd. | Austin | TX | 09/2007 | 06/2018 |
| Bank Of The West | Ankeny | IA | 04/2016 | 09/2018 |
| Heritage Financial Systems, Inc. | Ankeny | IA | 04/2018 | 09/2018 |
| New York Life Insurance Co | Ankeny | IA | 09/2018 | 05/2021 |
| Nylife Securities Llc | Ankeny | IA | 10/2018 | 05/2021 |
| J.P. Morgan Securities Llc | West Des Moines | IA | 06/2021 | Present |
| Jp Morgan Chase Bank, N.A. | West Des Moines | IA | 06/2021 | Present |
| Ny Life Insurance Agents | Ankeny | IA | 05/2018 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-16 |
Reach out to this advisor