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Ryan Riviere

J.P. Morgan Securities LLC

Des Moines, IA

Ankeny, IA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-08-10
KS RA APPROVED 2021-07-27
TX RA APPROVED 2021-06-28
  • IA RA
    APPROVED
    Since 2021-08-10
  • KS RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED
    Since 2021-06-28

Branch Locations

3621 Merle Hay Rd, Des Moines, IA 50310 • United States

2012 Se Delaware Ave , Ankeny, IA 50021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riviere Jenison Securities Ltd. Austin TX 09/2007 06/2018
Bank Of The West Ankeny IA 04/2016 09/2018
Heritage Financial Systems, Inc. Ankeny IA 04/2018 09/2018
New York Life Insurance Co Ankeny IA 09/2018 05/2021
Nylife Securities Llc Ankeny IA 10/2018 05/2021
J.P. Morgan Securities Llc West Des Moines IA 06/2021 Present
Jp Morgan Chase Bank, N.A. West Des Moines IA 06/2021 Present
Ny Life Insurance Agents Ankeny IA 05/2018 05/2021
  • 09/2007 → 06/2018
    Riviere Jenison Securities Ltd.
    Austin, TX
  • 04/2016 → 09/2018
    Bank Of The West
    Ankeny, IA
  • 04/2018 → 09/2018
    Heritage Financial Systems, Inc.
    Ankeny, IA
  • 09/2018 → 05/2021
    New York Life Insurance Co
    Ankeny, IA
  • 10/2018 → 05/2021
    Nylife Securities Llc
    Ankeny, IA
  • 06/2021 → Present
    J.P. Morgan Securities Llc
    West Des Moines, IA
  • 06/2021 → Present
    Jp Morgan Chase Bank, N.A.
    West Des Moines, IA
  • 05/2018 → 05/2021
    Ny Life Insurance Agents
    Ankeny, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-17
S63 Uniform Securities Agent State Law Examination 2004-04-16
  • S66 Uniform Combined State Law Examination
    2021-06-17
  • S63 Uniform Securities Agent State Law Examination
    2004-04-16
Other Names
  • Ryan Mitchell Riviere
  • Ryan Mitchell Riviere

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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