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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-05
NY RA APPROVED 2022-05-03
  • TX RA
    APPROVED_RES
    Since 2022-05-05
  • NY RA
    APPROVED
    Since 2022-05-03

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 11/2017 05/2022
Northwell Health/Careconnect Insurance East Hills NY 03/2016 08/2017
Bank Of America, N.A./ Merrill Lynch East Hill NY 11/2017 05/2022
J.P. Morgan Securities Llc New York NY 05/2022 Present
Jpmorgan Chase Bank, N.A. New York NY 05/2022 Present
Unemployed New York NY 09/2017 10/2017
Profile Inspection Services Manchester NH 01/2019 02/2020
  • 11/2017 → 05/2022
    Great Neck, NY
  • 03/2016 → 08/2017
    Northwell Health/Careconnect Insurance
    East Hills, NY
  • 11/2017 → 05/2022
    Bank Of America, N.A./ Merrill Lynch
    East Hill, NY
  • 05/2022 → Present
    New York, NY
  • 05/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2017 → 10/2017
    Unemployed
    New York, NY
  • 01/2019 → 02/2020
    Profile Inspection Services
    Manchester, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-17
S63 Uniform Securities Agent State Law Examination 2003-10-02
  • S66 Uniform Combined State Law Examination
    2018-01-17
  • S63 Uniform Securities Agent State Law Examination
    2003-10-02
Other Names
  • Thomas J Linker
  • Tom J Linker
  • Tom Linker
  • Thomas Linker

View on SEC IAPD

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