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Gabriel Destin Lawrence Penfield

LPl Financial LLC

Irmo, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • SC RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

7326 College St Ste 100, Irmo, SC 29063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W & R Insurance Agencies Irmo SC 09/2010 07/2021
Relational Wealth Management Columbia SC 02/2019 07/2021
Waddell & Reed, Inc. Irmo SC 09/2010 07/2021
Tribal Coffee Company Llc. Irmo SC 02/2021 07/2021
Parking Lot Medic Llc. Irmo SC 06/2021 07/2021
Lpl Financial Llc Okatie SC 07/2021 Present
  • 09/2010 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Irmo, SC
  • 02/2019 → 07/2021
    Relational Wealth Management
    Columbia, SC
  • 09/2010 → 07/2021
    Waddell & Reed, Inc.
    Irmo, SC
  • 02/2021 → 07/2021
    Tribal Coffee Company Llc.
    Irmo, SC
  • 06/2021 → 07/2021
    Parking Lot Medic Llc.
    Irmo, SC
  • 07/2021 → Present
    Okatie, SC
Previous Registrations
  • 2010-11-16 → 2021-07-21
    Waddell & Reed
    Columbia, SC
    Charlotte, NC
    Charleroi, PA
    Chapin, SC
    Irmo, SC
    Okatie, SC
    Okatie, SC
    Bluffton, SC
Other Businesses

1) 08/16/2021 - Other - Notary - Inv Rel - At Reported Business Location(s) - Start 02/2019 - 1 Hr/Mth 2) 08/16/2021 - Parking lot Medic - Co-Founder - Non-Inv Rel - Irmo, SC - Start 07/2021 - 5 Hr/Mth 3) 08/16/2021 - Relational Wealth Management - Non-Variable Insurance - Agent - Inv Rel -At Reported Business Location(s) - Start: 10/2010 - 4 Hr/Mth 4) 08/11/2023 - Irmo Town Council - Not Investment Related - Irmo, SC - Non-Profit Board Member - Start Date 11/04/2023 - 12 Hours Per Month/ 3 Hours During Trading 5) 02/21/2025 - Relational Wealth Management, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 06/01/2018 - 12 Hrs/Mth - 3 Hrs During Trading. 6) 02/26/2025 - Tribal Coffee Company LLC - Not Investment Related - Other - Other - Start Date 02/11/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 7) 12/31/2025 - Parking Lot King - Other - Other - Not Investment Related - Chapin, SC - Start Date 08/16/2021 - 10 hours per month/ 1 hour during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-11
S63 Uniform Securities Agent State Law Examination 2008-12-16
  • S65 Uniform Investment Adviser Law Examination
    2010-11-11
  • S63 Uniform Securities Agent State Law Examination
    2008-12-16
Other Names
  • Gabriel Destinlawrence Penfield
  • Gabriel Destin-Lawrence Penfield
  • Gabriel Bush
  • Gabriel Destin Penfield
  • Gabriel Penfield

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