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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W & R Insurance Agencies | Irmo | SC | 09/2010 | 07/2021 |
| Relational Wealth Management | Columbia | SC | 02/2019 | 07/2021 |
| Waddell & Reed, Inc. | Irmo | SC | 09/2010 | 07/2021 |
| Tribal Coffee Company Llc. | Irmo | SC | 02/2021 | 07/2021 |
| Parking Lot Medic Llc. | Irmo | SC | 06/2021 | 07/2021 |
| Lpl Financial Llc | Okatie | SC | 07/2021 | Present |
1) 08/16/2021 - Other - Notary - Inv Rel - At Reported Business Location(s) - Start 02/2019 - 1 Hr/Mth 2) 08/16/2021 - Parking lot Medic - Co-Founder - Non-Inv Rel - Irmo, SC - Start 07/2021 - 5 Hr/Mth 3) 08/16/2021 - Relational Wealth Management - Non-Variable Insurance - Agent - Inv Rel -At Reported Business Location(s) - Start: 10/2010 - 4 Hr/Mth 4) 08/11/2023 - Irmo Town Council - Not Investment Related - Irmo, SC - Non-Profit Board Member - Start Date 11/04/2023 - 12 Hours Per Month/ 3 Hours During Trading 5) 02/21/2025 - Relational Wealth Management, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 06/01/2018 - 12 Hrs/Mth - 3 Hrs During Trading. 6) 02/26/2025 - Tribal Coffee Company LLC - Not Investment Related - Other - Other - Start Date 02/11/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 7) 12/31/2025 - Parking Lot King - Other - Other - Not Investment Related - Chapin, SC - Start Date 08/16/2021 - 10 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-16 |
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