Jonathan F Heim

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  West Des Moines, IA
• 07/2016 → 01/2018
  Massachusetts Mutual Life Insurance Company
  West Des Moines, IA
• 03/2017 → 01/2018
  Mml Investors Services, Llc
  West Des Moines, IA
• 01/2018 → Present
  Principal Life Insurance Company
  Carroll, IA
• 01/2018 → Present
  Principal Securities Inc
  Carroll, IA

Previous Registrations

• 2017-03-25 → 2018-01-19
  Mml Investors Services, Llc
  West Des Moines, IA
  West Des Moines, IA
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  West Des Moines, IA
• 2005-06-30 → 2015-01-02
  New England Securities
  Des Moines, IA
  West Des Moines, IA
  West Des Moines, IA
  West Des Moines, IA

Other Businesses

**Fixed Insurance; Investment Related; 6701 Westown Pkw, Suite 200, West Ds Moines, IA50266; Agent; DI, Group Benefits, LTC, Health; Start Date: 11/01/2017; 10 hrs per month; 0 during trading hours. **Miracle League; Not Investment Related; 501 Summit Drive, Carroll, IA 51401; Board Member; Board Member; Start Date: 10/01/2017; 4 hrs per month; 0 during trading hours. **Aglet LLC; Not Investment Related; 501 Summit Drive, Carroll, IA 51401; Owner; Co-owner of condo held in LLC; Start Date: 05/01/2017; 1 hrs per month; 0 during trading hours. **Uri Sellers Memorial Foundation; Not Investment Related; West Des Moines, IA; Vice President; Help with the selection of candidates to received scholarship proceeds. No handling of funds. Volunteer time to various fundraisers throughout the year.; Start Date: 09/01/2019; 1 hrs per month; 0 during trading hours. **AGLET LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: 460 Deer Creek Ln, Carroll IA 51401, United States DESCRIPTION: Co-owner of condo held in LLC **COMMUNITY FOUNDATION OF CARROLL COUNTY POSITION: Board member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2023 ADDRESS: 510 Us Highway 30, Carroll IA 51401, United States DESCRIPTION: Role on the board is to work with public non-profit entities to listen to projects and award grants to various entities for non-profit work. The board meets twice a year. **CARROLL CHAMBER OF COMMERCE POSITION: At large board member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 407 W. 5th Street, Carroll IA 51401, United States DESCRIPTION: I will be an at large member of the board of the chamber of commerce. I will assist at ribbon cuttings and help organize business afterhours. **GRR, LLC POSITION: Vice President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2023 ADDRESS: 460 Deer Creek Lane, Carroll IA 51401, United States DESCRIPTION: I am 50% owner of the LLC which owns 61 acres of hunting land in Guthrie County Iowa. This is not an income producing LLC it is to hold the hunting property between me and my partner. **INSURANCE POSITION: Structured Settlement 360 Financial NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/07/2024 ADDRESS: 223 W. 5th Street, Carroll IA 51401, United States DESCRIPTION: We will be working with Doug Arnest at 360 financial to provided a structured settlement annuity for a client for life time payout. A portion of the settlement will go to the structured annuity with New York Life we are establishing this to be able to split the commission with the Structured Settlement broker. **FAMILY RESOURCE CENTER POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: 502 W 7th street, Carroll IA 51401, United States DESCRIPTION: I will be responsible for oversight of the orignization help coordinate fundraiser events and help with the leg work to put them on. Also I do managed a non qualified account for the group which i am prepared to let go for the board seat if approved and necessary.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-06
• S63 Uniform Securities Agent State Law Examination
  2003-07-03

Designations

Other Names

• Jon F Heim
• Jonathan Heim