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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-21 |
| IL | RA | APPROVED | 2022-04-05 |
Branch Locations
1284 Rickert Road, Naperville, IL 60540 • United States
Wheaton, IL • United States
503 North Washington Street, Naperville, IL 60563 • United States
4 Blanchard Circle, Wheaton, IL 60187 • United States
1050 Maple, Lisle, IL 60532 • United States
17W695 Roosevelt Rd, Oakbrook Terrace, IL 60181 • United States
2412 W Indian Trail Road, Aurora, IL 60506 • United States
1252 N. Lake Street, Aurora, IL 60507 • United States
1044 N. Farnsworth, Aurora, IL 60505 • United States
1187 North Eola Rd, Aurora, IL 60504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Romeoville | IL | 06/2015 | 10/2018 |
| Bmo Bank Na | Naperville | IL | 10/2018 | Present |
| Lpl Financial Llc | Plainfield | IL | 03/2021 | Present |
1) 03/24/2021 - DBA For LPL Business (entity for LPL Business) - BMO Investment Services - Investment Related - PLAINFIELD, IL 2) 03/24/2021 - E & C Holdings 11 LLC - Real Estate Rental - Investment Related - Phoenix, AZ - Start Date 08/01/2013 - 0 ours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-22 |
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