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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-28
NY RA APPROVED 2021-06-14
CT RA APPROVED 2016-08-22
  • TX RA
    APPROVED_RES
    Since 2021-06-28
  • NY RA
    APPROVED
    Since 2021-06-14
  • CT RA
    APPROVED
    Since 2016-08-22

Branch Locations

271 East Ave, Lockpor, NY 14094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bataria NY 08/2016 Present
Raymond James Financial Services Advisors Inc. Batavia NY 08/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: Dent Wealth Management Address: 271 East Ave, Lockport, NY, 14094, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/22/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company (2)Name of Business: JDent Inc. Address: 271 East Ave, Lockport, NY, 14094, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/15/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company (3)Name of Business: Joshua Dent Address: 271 East Ave, Lockport, NY, 14094, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/10/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed annuity sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-08
S63 Uniform Securities Agent State Law Examination 2003-08-07
  • S66 Uniform Combined State Law Examination
    2007-06-08
  • S63 Uniform Securities Agent State Law Examination
    2003-08-07

View on SEC IAPD

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