Marsha L Rose

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1994 → 09/2016
  First Niagara Bank
  Lockport, NY
• 06/2015 → Present
  Lpl Financial Llc
  Lockport, NY
• 09/2016 → Present
  Northwest Bank
  Lockport, NY

Other Businesses

1. 11/15/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-New York State Notary Public - Started 11/08/2018 - 0 Hours Per Month. 2. 2/11/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-02-23

Other Names

• Marsha Sperduti
• Marsha L Sperduti