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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED 2020-04-30
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED
    Since 2020-04-30

Branch Locations

702 Davison Rd, Lockport, NY 14094-5371 • United States

Lockport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Williamsville NY 06/1996 03/2020
Ameriprise Financial Services, Llc Lockport NY 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 8918 Fisk Road, Akron, NY 14001, ,; Not Investment-Related; 01/01/1994 / Commercial; 702 Davison Road, Lockport, NY 14094, ,; Not Investment-Related; 05/12/2016.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-01
  • S63 Uniform Securities Agent State Law Examination
    1996-07-01
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lockport, NY

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