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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lockport | NY | 09/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Lockport | NY | 03/2020 | Present |
Business Ownership; Janet K Slack Income Tax & Bookkeeping; Owner; Tax Preparation AFSP (non-CPA); 3515 DRUM ROAD, , Middleport, NY, 14105; Not Investment-Related; 01/01/1995; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Spina Bifida of Western New York, Inc.; Treasurer; 3515 Drum Rd, , Middleport, NY, 14105; Not Investment-Related; 06/01/1986; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-03 |
| S66 | Uniform Combined State Law Examination | 2012-11-20 |
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