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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2015 | Present |
1) SOCIETY OF FINANCIAL SERVICES PROFESSIONALS - BUFFALO CHAPTER, AMHERST, NY, SINCE 6/2012 AS BOARD MEMBER. NOT INVESTMENT RELATED - NON-PROFIT - DEVOTES 4 HR/MO - 4 HR/TRADING 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 3) Notary- Wilson NY 14172. 2/27/2017. Not investment related, 10/yearly, 0/trading 4) Barker Lions Main Street Barker, NY 14012. 9/1/2017, Board Member. Not investment related, 20/yearly, 0/trading 5) ONBOCES, 4232 SHELBY BASIN RD, MEDINA, NY, 04/2019. SUBSTITUTE TEACHER. NIR-6/WK-6/TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 06/01/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-26 |
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