Scott Andrew Smartt

Great Falls, MT

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-17
MT	RA	APPROVED	2008-01-16

TX RA
APPROVED_RES

Since 2018-12-17
MT RA
APPROVED

Since 2008-01-16

Branch Locations

300 15Th Street South Suite 4, Great Falls, MT 59405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	06/2003	Present

06/2003 → Present

Edward Jones

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-11
S63	Uniform Securities Agent State Law Examination	2003-09-22

S66 Uniform Combined State Law Examination

2008-01-11
S63 Uniform Securities Agent State Law Examination

2003-09-22

Other Names

Scott Andrew Smart

View on SEC IAPD

Other Firms

D.A. DAVIDSON & CO.

DAVIDSON INVESTMENT ADVISORS, INC.

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

FIRST COMMAND ADVISORY SERVICES

LPL ENTERPRISE, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

LOUIS GINO DILELLO

JEFFREY JOHN KOTSMITH

SEAN THOMAS STURGES

WILLIAM THOMAS WALKER

TRACY MARIE EISENBARTH

Burk Anthony McDaniel

Bryce Daniel Widhalm

Other Offices

D.A. DAVIDSON & CO. · GREAT FALLS, MT

DAVIDSON INVESTMENT ADVISORS, INC. · GREAT FALLS, MT

COMMONWEALTH FINANCIAL NETWORK · Great Falls, MT

LPL FINANCIAL LLC · GREAT FALLS, MT

CETERA INVESTMENT ADVISERS LLC · GREAT FALLS, MT

EDWARD JONES · GREAT FALLS, MT

FIRST COMMAND ADVISORY SERVICES · Great Falls, MT

LPL FINANCIAL LLC · GREAT FALLS, MT

More in Great Falls, MT

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