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Daniel Kenton Penrose

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-24
GA RA APPROVED 2015-04-16
  • AL RA
    APPROVED
    Since 2026-08-24
  • GA RA
    APPROVED
    Since 2015-04-16

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clearbridge Investments Auburn AL 01/2015 Present
Franklin Distributors, Llc Auburn AL 01/2015 Present
Legg Mason & Co Johns Creek GA 01/2015 07/2021
Franklin/Templeton Distributors, Inc. Johns Creek GA 01/2021 07/2021
  • 01/2015 → Present
    Clearbridge Investments
    Auburn, AL
  • 01/2015 → Present
    Franklin Distributors, Llc
    Auburn, AL
  • 01/2015 → 07/2021
    Legg Mason & Co
    Johns Creek, GA
  • 01/2021 → 07/2021
    Franklin/Templeton Distributors, Inc.
    Johns Creek, GA
Previous Registrations
  • 2010-07-19 → 2015-01-14
    Bny Mellon Advisors, Inc.
    New York, NY
  • 2005-03-02 → 2010-12-31
    Bny Mellon Managed Investments, Inc.
    Alpharetta, GA
Other Businesses

Rental Property; Gulf Shores, AL; Owner; Oct 2016 - present; 1-2 hours per month; no time devoted during normal securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-09-15
S66 Uniform Combined State Law Examination 2003-12-24
  • S63 Uniform Securities Agent State Law Examination
    2015-09-15
  • S66 Uniform Combined State Law Examination
    2003-12-24

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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