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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| IA | RA | APPROVED | 2022-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | West Des Moines | IA | 03/2003 | 02/2022 |
| Nylife Securities | Des Moines | IA | 06/2003 | 02/2022 |
| Eagle Strategies Llc | W. Des Moines | IA | 06/2011 | 02/2022 |
| R2 Financial Strategies | West Des Moines | IA | 10/2014 | Present |
| Generation Strategies, Llc | West Des Moines | IA | 11/2018 | 02/2022 |
| Commonwealth Financial Network | San Diego | CA | 02/2022 | 12/2023 |
| Commonwealth Financial Network | San Diego | CA | 01/2024 | Present |
1. Fixed insurance sales; as of 2/17/2022; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, R2 Financial Strategies, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 01/28/2022; 1% of time spent during business hours; Conducted at branch; Investment related 3. Owner, Schmailzl Financial, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/17/2022; 1% of time spent during business hours; Conducted at branch; Investment related. 4. Co-owner, R2 Holdings, LLC, an entity created for the purpose of buying & managing commercial real estate in West Des Moines, IA; as of 7/01/2022; 1% of time spent during business hours; Conducted at branch; Investment related. 5. Treasurer, Echo Valley Professional Group; networking group; Located in West Des Moines, IA, as of 1/01/2026; 1% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-30 |
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