Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2017-03-25
TX RA APPROVED 2017-03-25
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States

Astoria, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities New York NY 11/2008 03/2017
Massachusetts Mutual Life Insurance Company New York NY 07/2016 Present
Mml Investors Services, Llc New York NY 03/2017 Present
  • 11/2008 → 03/2017
    Metlife Securities
    New York, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    New York, NY
  • 03/2017 → Present
    New York, NY
Previous Registrations
  • 2013-06-11 → 2017-03-25
    Msi Financial Services, Inc.
    New York, NY
    New York, NY
  • 2003-09-19 → 2008-11-05
    New York, NY
    New York, NY
Other Businesses

(1) NAME: WILLIAM FISCHER INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE/NON-MMLIA: LIFE, DISABILITY, FIXED ANNUITIES, HEALTH, DENTAL, GROUP LIFE AND HEALTH POSITION: SALES START: 01/02/2004 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10 DUTIES: SALE OF NON-MMLIA INSURANCE . (2) NAME: WILLIAM FISCHER AND TESS AREVALO FISCHER INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: RENTAL PROPERTY POSITION: CO OWNER OF RENTAL REAL ESTATE START DATE: 8/1/01 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 (3)NAME: WILLIAM B. FISCHER SERVICES, LLC INV REL:Y ADDR: AT RESIDENTIAL ADDRESS NATURE: LLC IN ORDER TO EMPLOY MY ASSISTANT, POSITION: OWNER, START: 8/15/2025, NO HR/MO: 0 NO HR/MO DUR TRADING:0 DUTIES: EMPLOY MY PERSONAL MARKETING ASSISTANT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-11
  • S66 Uniform Combined State Law Examination
    2003-08-11
Designations
Other Names
  • William Fischer

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor