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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-19 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2011-01-06 |
Branch Locations
2900 Westchester Ave Ste 300, Purchase, NY 10577-2551 • United States
33 Bedford St 2Nd Flr, Concord, MA 01742 • United States
Concord, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Purchase | NY | 08/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Concord | MA | 03/2020 | Present |
Real Estate Ownership; Single Family; 5483 VT Route 9, , Woodford, VT, 5201; Investment-Related; 12/01/2021 / Single Family; Upper East Side Enclave, Governors Road, Leeward, Providenciales, Leeward, , TCA; Investment-Related; 09/01/2022. Business Ownership; Gavin and Dolliver Wealth Management; ; Office/staff management; 2900 Westchester Ave, Suite 300Purchase, NY 10577, ,; Not Investment-Related; 08/18/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Woodford Mountain LLC; oversee rental real estate; real estate; 167 Park Ln, , Concord, MA, 01742; Investment-Related; 07/15/2019; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Attorney-In-Fact (POA). Board of Directors; Concord Carlisle Youth Baseball; At-large Board Member; 22 Monument Sq, , Concord, MA, 01742; Not Investment-Related; 11/20/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Middlesex School; Assistant Baseball Coach - support of the baseball program in the form of running practice drills and coaching during games.; ; 1400 Lowell Rd, , Concord, MA, 1742; Not Investment-Related; 08/29/2022; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-25 |
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