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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-19
NY RA APPROVED 2021-04-16
CT RA APPROVED 2011-01-06
  • TX RA
    APPROVED
    Since 2021-08-19
  • NY RA
    APPROVED
    Since 2021-04-16
  • CT RA
    APPROVED
    Since 2011-01-06

Branch Locations

2900 Westchester Ave Ste 300, Purchase, NY 10577-2551 • United States

33 Bedford St 2Nd Flr, Concord, MA 01742 • United States

Concord, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Purchase NY 08/2005 03/2020
Ameriprise Financial Services, Llc Concord MA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 5483 VT Route 9, , Woodford, VT, 5201; Investment-Related; 12/01/2021 / Single Family; Upper East Side Enclave, Governors Road, Leeward, Providenciales, Leeward, , TCA; Investment-Related; 09/01/2022. Business Ownership; Gavin and Dolliver Wealth Management; ; Office/staff management; 2900 Westchester Ave, Suite 300Purchase, NY 10577, ,; Not Investment-Related; 08/18/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Woodford Mountain LLC; oversee rental real estate; real estate; 167 Park Ln, , Concord, MA, 01742; Investment-Related; 07/15/2019; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Attorney-In-Fact (POA). Board of Directors; Concord Carlisle Youth Baseball; At-large Board Member; 22 Monument Sq, , Concord, MA, 01742; Not Investment-Related; 11/20/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Middlesex School; Assistant Baseball Coach - support of the baseball program in the form of running practice drills and coaching during games.; ; 1400 Lowell Rd, , Concord, MA, 1742; Not Investment-Related; 08/29/2022; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-25
  • S66 Uniform Combined State Law Examination
    2003-07-25

View on SEC IAPD

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