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Deanna Thompson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-15
CA RA APPROVED 2010-01-07
  • TX RA
    APPROVED_RES
    Since 2013-02-15
  • CA RA
    APPROVED
    Since 2010-01-07

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glendale CA 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-28
S63 Uniform Securities Agent State Law Examination 2004-06-17
  • S66 Uniform Combined State Law Examination
    2009-12-28
  • S63 Uniform Securities Agent State Law Examination
    2004-06-17
Other Names
  • Deanna Del Mastro
  • Deanna Dale Del Mastro
  • Deanna Del Mastro

View on SEC IAPD

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