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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-08 |
| FL | RA | APPROVED | 2022-06-27 |
| MD | RA | APPROVED | 2019-10-04 |
Branch Locations
5100 Buckeystown Pike Ste. 250, Frederick, MD 21704 • United States
Nokomis, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation, Inc | Brentwood | TN | 01/2005 | 10/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2019 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2019, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) INSURANCE, 261 BOCELLI DRIVE NOKOMIS FL, 07/2003, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 40 HR/MO 40 HR/MO TRADING 3) SEABOARD CAPITAL GROUP LLC, 261 BOCELLI DRIVE NOKOMIS FL, 08/2022, CEO, OWNER, NIR, 20 HR/MO 20 HR/MO TRADING 4) NETTWORTH FINANCIAL GROUP, 5100 BUCKEYSTOWN PIKE SUITE 250 FREDERICK MD, 10/2019, EMPLOYEE, DBA, INV REL, 160 HR/MO 8 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-22 |
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