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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-03 |
| FL | RA | APPROVED | 2025-01-03 |
| WA | RA | APPROVED | 2025-01-02 |
| PA | RA | APPROVED | 2022-05-16 |
| NJ | RA | APPROVED | 2022-02-28 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2006-09-12 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 07/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-29 |
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