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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2010-10-14
TX RA APPROVED_RES 2010-03-15
MD RA APPROVED 2003-09-03
  • DC RA
    APPROVED
    Since 2010-10-14
  • TX RA
    APPROVED_RES
    Since 2010-03-15
  • MD RA
    APPROVED
    Since 2003-09-03

Branch Locations

3717 Decatur Avenue Ste 2, Kensington, MD 20895-2148 • United States

Boston, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bethesda MD 09/2005 03/2020
Ameriprise Financial Services, Llc Kensington MD 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-16
  • S66 Uniform Combined State Law Examination
    2003-08-16

View on SEC IAPD

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