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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-03-02
TX RA APPROVED 2015-02-27
  • CA RA
    APPROVED
    Since 2015-03-02
  • TX RA
    APPROVED
    Since 2015-02-27

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

4421 W Riverside Drive Suite 206, Burbank, CA 91505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pasadena CA 02/2015 Present
Previous Registrations
Other Businesses

1) The Wesley School / Member of the Board of Trustees / 4832 Tujunga Ave., North Hollywood, CA 91601 / www.wesleyschool.org / Meet, discuss and vote on matters regarding the school. / Start date: 7/11/2022 / Investment-related: No /// 2) Istari Productions / Company / Corporation for an Actress / Member of Board of directors / This is my wife's company and is just used as a checking account for her acting career.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-03
  • S66 Uniform Combined State Law Examination
    2003-12-03
Other Names
  • Jason Friedman

View on SEC IAPD

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