Best Investors
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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APP_PEND_IARCE | 2026-01-21 |
Branch Locations
3590 Sacramento Dr., Ste 140, San Luis Obispo, CA 93401 • United States
3590 Sacramento Dr. Ste 140, San Luis Obispo, CA 93401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
3590 Sacramento Drive Suite 140, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Luis Obispo | CA | 10/2005 | Present |
(1) 06/19/2014 - LEWIS FINANCIAL - INV RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - REGISTERED ADMIN - STARTED: 6/4/2014 - 160 HRS/MONTH; 120 HRS DURING TRADING. (2) 03/18/2024 - LEWIS FINANCIAL - INV RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - STARTED: 2/5/2024 - 160 HRS/MO; 10 HRS DURING TRADING - I provide investment advisory services through Lewis Financial, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-23 |
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