Thomas J. Hartfield

Employer firm

Hartfield Financial & Insurance Services, Inc. CRD 300408

$28.2M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  Hartfield Financial & Insurance Services, Inc.
  Granada Hills, CA
• 11/2013 → 12/2019
  Western International Securities, Inc.
  Pasadena, CA

Other Businesses

Hartfield Financial & Insurance Services, Inc.; Investment-Related; 11856 Balboa Blvd., PMB 669, Granada Hills, CA 91344; President; 01/1991 - Present

Exams

• S66 Uniform Combined State Law Examination
  2019-10-08
• S63 Uniform Securities Agent State Law Examination
  2003-11-17

Other Names

• Tom Hartfield
• Thomas J Hartfield