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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-03 |
| CT | RA | APPROVED | 2003-09-03 |
Branch Locations
95 Glastonbury Blvd Ste 408, Glastonbury, CT 06033-4412 • United States
165A Tolland Stage Rd, Tolland, CT 06084 • United States
20 Tower Ln Ste 220, Avon, CT 06001 • United States
East Hampton, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glastonbury | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Glastonbury | CT | 03/2020 | Present |
Business Ownership; The Couzens Group LLC; ; Rental; 95 Glastonbury Blvd, Suite 408Glastonbury, CT 06033, ,; Not Investment-Related; 06/01/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-02 |
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