Best Investors
Account
Sign in
Best Investors
Account
Sign in
Osaic Advisory Services, LLC CRD 171070
$15.5B regulatory AUM 170 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-10-29 |
| TX | RA | APPROVED | 2023-05-26 |
| AZ | RA | APPROVED | 2023-05-24 |
| FL | RA | APPROVED | 2023-05-22 |
| OH | RA | APPROVED | 2023-05-21 |
| CA | RA | APPROVED | 2023-05-18 |
| CO | RA | APPROVED | 2023-05-18 |
| IL | RA | APPROVED | 2023-05-18 |
| KS | RA | APPROVED | 2023-05-18 |
| MI | RA | APPROVED | 2023-05-18 |
| MN | RA | APPROVED | 2023-05-18 |
| NE | RA | APPROVED | 2023-05-18 |
| SC | RA | APPROVED | 2023-05-18 |
| VA | RA | APPROVED | 2023-05-18 |
| WA | RA | APPROVED | 2023-05-18 |
Branch Locations
5875 Lehman Dr Suite 200, Colorado Springs, CO 80918 • United States
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spc | Ann Arbor | MI | 11/2004 | 05/2023 |
| Parkland Securities | Ann Arbor | MI | 08/2014 | 05/2023 |
| Triad Advisors | Norcross | GA | 05/2023 | 08/2024 |
| Triad Hybrid Solutions | Norcross | GA | 05/2023 | 08/2024 |
| Osaic Wealth, Inc. | Colorado Springs | CO | 08/2024 | Present |
1. Ascent Financial Group;investment related;5875 Lehman Dr,Suite 200,Colorado Springs,CO 80918;dba;financial advisor;2015;160 hrs/month;130 hrs during trading;financial advisor 2. Josh Griffin;investment related;5875 Lehman Dr,Suite 200,Colorado Springs,CO 80918;corporation;sales;4/17/2023;10 hrs/month;10 hrs during trading;sell life insurance,long term care 3. ASCENT FINANCIAL GROUP POSITION: agent NATURE: S corp- INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2005 ADDRESS: 5875 Lehman Drive, Suite 200, colorado springs CO 80918, United States DESCRIPTION: self life insurance, long term care insurance 4. ASCENT FINANCIAL GROUP POSITION: financial advisor NATURE: dba INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2015 ADDRESS: 5875 Lehman Dr, Suite 200, Colorado Springs CO 80918, United States DESCRIPTION: financial advisor Josh Griffin
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-04 |
Reach out to this advisor