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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-08-01 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
40705 Woodward Ave. Suite 100, Bloomfield Hills, MI 48304 • United States
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-06 |
Branch Locations
7 Giralda Farms Suite 300, Madison, NJ 07940 • United States
40705 Woodward Avenue Suite 100, Bloomfield Hills, MI 48304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Troy | MI | 11/2011 | 02/2022 |
| Transcend Capital Advisors, Llc | Bloomfield Hills | MI | 02/2022 | 07/2026 |
| Arax Advisory Partners | Bloomfield Hills | MI | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-18 |
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