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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2014-03-28
TX RA APPROVED 2014-03-27
  • SC RA
    APPROVED
    Since 2014-03-28
  • TX RA
    APPROVED
    Since 2014-03-27

Branch Locations

174 Meeting Street Ste 400, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Charleston SC 03/2014 Present
  • 03/2014 → Present
    Stifel Nicolaus & Co Inc
    Charleston, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-19
  • S66 Uniform Combined State Law Examination
    2003-06-19
Other Names
  • Waitus Avant

View on SEC IAPD

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