Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-05 |
| CA | RA | APPROVED | 2019-11-12 |
Branch Locations
950 Country Square Dr Ste 106, Ventura, CA 93003-5449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foothill Securities, Inc. | Thousand Oaks | CA | 12/2008 | 12/2016 |
| Thomas Aquinas College | Santa Paula | CA | 06/2012 | Present |
| Ellis & Ellis, Inc. | Thousand Oaks | CA | 04/2009 | Present |
| Saint Augustine Academy | Ventura | CA | 01/2012 | Present |
| Securities America, Inc. | Thousand Oaks | CA | 12/2016 | 11/2019 |
| Arbor Point Advisors | Thousand Oaks | CA | 12/2016 | 11/2019 |
| Securities America Advisors, Inc. | Thousand Oaks | CA | 12/2016 | 11/2019 |
| Lpl Financial, Llc | Ventura | CA | 11/2019 | Present |
1. 11/11/2019 - Ellis & Ellis, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/21/2009 - 5 Hours Per Month/2 Hours During Securities Trading. 2. 11/11/2019 - Golden Oak Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-17 |
Reach out to this advisor