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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-17 |
| TN | RA | APPROVED | 2007-12-04 |
Branch Locations
9037 Poplar Ave Ste 102, Germantown, TN 38138 • United States
Lakeland, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Germantown | TN | 06/2001 | 03/2020 |
| Ameriprise Financial Services, Llc | Germantown | TN | 03/2020 | Present |
Outside Employment; Celesty; Beauty Associate - subscription to receive 50% discount, also able to sell and earn commissions.; Retail; 9136 fletcher trace Pkwy (residence), , Lakeland, TN, 38002; Not Investment-Related; 04/07/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-15 |
| S66 | Uniform Combined State Law Examination | 2003-12-18 |
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