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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-12-11 |
Branch Locations
3600 Glenwood Ave Ste 130, Raleigh, NC 27612 • United States
Wake Forest, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Raleigh | NC | 01/2012 | 12/2020 |
| Bank Of America, N.A. | Raleigh | NC | 04/2012 | 12/2020 |
| Ameriprise Financial Services, Llc | Raleigh | NC | 12/2020 | Present |
Board of Directors; Capital Area Soccer League DBA NCFC Youth; Secretary; 5017 Memory Rd , , Raleigh , NC, 27609; Not Investment-Related; 06/09/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-07 |
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