Calvin J Gauss

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Merrill Lynch
  Boulder, CO
• 06/2011 → Present
  Bank Of America, N.A.
  Boulder, CO

Other Businesses

I*127021 For profit or not for profit: For-Profit Organization Name of outside business organization: Colorado Gauss real Estate LLC Investment related: N Address of business: Boulder, Colorado 80304 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 10/2/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: We bought a new home in 2018, the home has an apartment over the garage, the prior owns had a license to legally rent it, we took over the license and rent it now on Air BNB

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-06
• S63 Uniform Securities Agent State Law Examination
  1998-10-30

Other Names

• Cj Gauss
• Calvin John Gauss