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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-17 |
| VA | RA | APPROVED | 2003-07-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 05/2003 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2003 | Present |
SMSD, LLC, 4502 STARKEY RD., SUITE 1000, ROANOKE, VA 24018, PARTNER, EQUAL PARTNER TO FACILITATE THE RECORD KEEPING AND FUNCTIONING OF THE DBA, BLUE RIDGE FINANCIAL PARTNERS, WHICH HAS BEEN APPROVED FOR USE BY Equitable, 05/2011, 5 HRS PER MONTH; Executrix of an estate or trustee of a trust for a non-family or family member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-30 |
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