Alexis Aylor

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2011-01-03

UT RA
APPROVED

Since 2011-01-03

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Salt Lake City	UT	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Salt Lake City, UT
11/2016 → Present

Wells Fargo Clearing Services, Llc

Salt Lake City, UT

Previous Registrations

2009-03-05 → 2011-01-03

Wells Fargo Investments, Llc

Salt Lake City, UT

Other Businesses

RENTAL PROPERTY, INV RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP WITH SPOUSE, START 7/23/24, 1 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-02

S66 Uniform Combined State Law Examination

2009-03-02

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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