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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-11-21
TX RA APPROVED 2025-11-21
  • MD RA
    APPROVED
    Since 2025-11-21
  • TX RA
    APPROVED
    Since 2025-11-21

Branch Locations

11810 Grand Park Ave Suite 500, North Bethesda, MD 20852 • United States

Ellicott City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Rockville MD 04/2015 11/2025
Prestige Global Private Wealth Ellicott City MD 11/2025 Present
Cetera Wealth Services, Llc El Segundo CA 11/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2025 Present
  • 04/2015 → 11/2025
    Citigroup
    Rockville, MD
  • 11/2025 → Present
    Prestige Global Private Wealth
    Ellicott City, MD
  • 11/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-04-07 → 2025-12-15
    Fort Lee, NJ
    New York, NY
    Chicago, IL
    Rockville, MD
    Rockville, MD
    Long Island City, NY
    Washington, DC
    Laurel, MD
    Washington, DC
    Gloucester, VA
    Washington, DC
    Miami, FL
    Chicago, IL
    Fort Mill, SC
    San Antonio, TX
    Chicago, IL
    Washington, DC
    Ellicott City, MD
    Ellicott City, MD
  • 2010-02-26 → 2015-04-07
    Truist Investment Services, Inc.
    Laurel, MD
    Silver Spring, MD
    Gaithersburg, MD
    Gaithersburg, MD
    Rockville, MD
    Gaithersburg, MD
    Gaithersburg, MD
    Chevy Chase, MD
    Gaithersburg, MD
    Rockville, MD
    Rockville, MD
  • 2008-09-16 → 2010-02-23
    Gambrills, MD
    Odenton, MD
    Fulton, MD
    Columbia, MD
    Fulton, MD
  • 2006-03-02 → 2008-09-09
    Columbia, MD
    Washington, DC
  • 2004-10-01 → 2006-02-23
    Morgan Stanley Dw Inc.
    Ellicott City, MD
    Ellicott Cty, MD
Other Businesses

1. NAME OF OTHER BUSINESS: PRESTIGE GLOBAL PRIVATE WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2025 POSITION/TITLE/RELATIONSHIP:CO- OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-10
  • S66 Uniform Combined State Law Examination
    2004-09-10
Other Names
  • Waheed Siddiqui
  • Waheed A Siddiqui

View on SEC IAPD

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