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Caleb James Brown

Foster Group, Inc.

West Des Moines, IA

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Current Employers
Foster Group, Inc.

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-03-06
IA RA APPROVED 2014-11-12
  • IL RA
    APPROVED
    Since 2018-03-06
  • IA RA
    APPROVED
    Since 2014-11-12

Branch Locations

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foster Group West Des Moines IA 07/2014 07/2017
Foster Group, Inc. West Des Moines IA 07/2017 12/2018
Foster Group West Des Moines IA 01/2019 Present
  • 07/2014 → 07/2017
    Foster Group
    West Des Moines, IA
  • 07/2017 → 12/2018
    Foster Group, Inc.
    West Des Moines, IA
  • 01/2019 → Present
    Foster Group
    West Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-12
S63 Uniform Securities Agent State Law Examination 2007-11-13
  • S65 Uniform Investment Adviser Law Examination
    2014-11-12
  • S63 Uniform Securities Agent State Law Examination
    2007-11-13
Designations

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

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JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

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