Ashley Elizabeth Curiel

Current Employers

Employment History

• 04/2016 → Present
  Lpl Financial, Llc
  Santa Rosa, CA
• 02/2017 → Present
  Golden State Wealth Management, Llc
  Santa Rosa, CA

Previous Registrations

• 2007-04-26 → 2016-04-26
  Cuso Financial Services, L.P.
  Santa Rosa, CA
  Petaluma, CA

Other Businesses

1. 7/6/2016 - NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/26/2016 - 1 Hour Per Month During Securities Trading. 2. 7/8/2020 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/02/2020 - 20 Hours Per Month During Securities Trading. 3. 7/21/2020 - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 07/02/2020 - 160 Hours Per Month/150 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 07/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/25/2021 - Chris Bates DBA Sonoma Financial Advisory, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/01/2021 - 40 Hours Per Month/25 Hours During Securities Trading. 5. 3/25/2021 - Sparks Curiel LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Started 07/17/2020 - 160 Hours Per Month/100 Hours During Securities Trading. 6. 1/25/2022 - Golden State Asset Management, LLC ' DE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/21/2021 - I provide investment advisory services through Golden State Asset Management, LLC `DE, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 7. 10/16/2024 - The Valente and Ashley E. Curiel Revocable Trust - Real Estate Rental - Investment Related - Santa Rosa, CA - Start Date 08/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-04-25

Designations

Other Names

• Ashley Elizabeth Sparks
• Ashley Elizabeth Sparks