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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-13 |
| MN | RA | APPROVED | 2014-08-14 |
Branch Locations
400 1St St S Ste 300, St Cloud, MN 56301 • United States
Sauk Rapids, MN • United States
1615 15Th Ave Se, Apt 255, St. Cloud, MN 56304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2003 | 05/2017 |
| Cetera Advisors Llc | Greenwood Village | CO | 06/2017 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2017 | 05/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2017 | 05/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2017 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-25 |
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